Entrepreneurship Story; Over Regulation in Franchising Part I

Jim and Sally run a successful auto business, whichall, ha, ha, ha." Jim gets on the on ramp and lets all
they have built up over two decades and have455 cubic inches roar. "We're gonna pass everything
expanded to three stores and many of their friendsbut a gas station from here on out!"The next day,
keep saying, "You should Franchise." They think aboutJim and Sally are over the negative observations and
this for about five years read a few books, likeJim says "Well now we have the documents let's go
"Franchising for Dummies," The "E-Myth", "Thevisit our future franchisees, finally after four months
Franchising Bible" and many others on the shelves ofof paperwork." Sally smiles. Jim says "you know I
the new big book store in town with the coffeelove you honey, we are finally going to do this." Sally
shop inside. They finally decide that it makes sensesays "good, for a second I thought you had the hots
especially as they have friends and loyal employeesfor that paralegal, he was sure checking your rear
who wish to be associated with them and even ownend out." Jim says "oh great! But I think I am more
the first franchises. So they set out to franchise.worried about his boss trying to screw both of us in
They visit an attorney since that says in all thesome bizarre three-some."You see Mr. Federal Trade
books to do. Most books about franchising are, atCommission this is how it all starts, it all starts out on
least in part if not whole, written by S2D2s (lawyers:the wrong foot. Why? This MUD is clouding the
S2P2s; Self-Serving Parasites of Planet) anyway, soreasoning and strength of franchising. Franchising is a
they take that advice and visit an attorney. Thewin-win situation, when it is buried in MUD it creates
S2D2 explains the MUD and helps by charging them aan adversarial relationship from the beginning.Jim and
good chunk of change; $35,000 to prepare aSally are ready and they call the attorney to make
boilerplate document which is so complicated theysure it is okay for them to visit the prospects, who
could not do it on their own without years of study.are already to sign up. The attorney says well, wait a
They give the S2D2 (scoundrel) the money and theyminute we need to discuss this, because there are
look at the document and start asking questions.rules of disclosure and you should also think of
They do not ask him about the price gouging lawssetting up a sales department and have forms for
that their state has after all the flooding from thecompliance.The cold electronic like S2D2 right on que
remnants of Hurricane Ivan, although they feelsays; "tell me about these prospects." Sally says "oh
severally violated in the outrageous costs to preparethey are so very nice. First; Joe has been a trusted
the documents. After all there is some new shopemployee for years and knows everything about the
equipment they need to test cars to stay inbusiness and he has a partner and his parents are
compliance with the latest smog certificates and theyputting up the money for the equipment for part
are not cheap either. So they ask some typicalownership and helping him qualify for the lease on the
questions instead of why they had to pay sobuilding, he already has a location picked out, the
much."But Mr. S2D2, we want to be fair and give thissame one Jim and I were going to put our fourth
and that assistance to the new franchisees, Bob andstore, before we started to franchise instead." Well
Margaret are long time customers of our shop andthat is very nice the S2D2 says to Sally "incidentally
friends. Joe has been working with our companySally where do his parents live?" Jim says "They live
seven years and they want to buy the firstacross the river in IL and his partner is from MI, he
franchises. The S2D2 explains that the Federal Tradewill be moving here once the business gets
Commissions Franchise Group is doing this for thegoing."The S2D2 is salivating understanding that MI is
consumer's protection. Jim and Sally understand thisa notification state and IL is one of the three worst
but what is all this about termination, litigation,states to do business for franchisors, some
arbitration or mediation? Why does it say we mayfranchisors have even gone to the length to say that
give you this and that, of course we would supportthe state of IL is on drugs like those 'fruits, nuts and
Bob and Margaret and Joe they are dear friends offlakes' at the California Department of Corporations
ours and it is our name on the building, of course wealong with the rest of the population of girlie men in
are going to go out of our way to help them."Theand around San Francisco, although everyone likes
S2D2 says, "yes, I understand that but this is forthe new 'Governator'. The S2D2 says; "well Jim we
your protection too." Sally says, "great but, it soundshave a slight problem." Jim thinks to him self, uh oh,
so vindictive and mean, why would anyone sign it?"he remembers, 'ah Houston, we have a problem' and
The S2D2 says "there is much case law and historythen says; "What, it is all set up, the parents already
as to why these things are in these documents andsent a check to Joe for the first and last on the
they are to protect you, that what you are payinglease and he signed the lease this week, Joe already
me for." Jim thinks to himself, we are paying you togave them a deposit." The attorney says "well we
pick a fight with our new franchisees and long timeneed to slow down, first Jim and Sally I do not know
dear friends. Attorneys are A-holes. They are ourhow to break this to you, but MI has to be notified
worst customers at the shop and I will never forgetthat you are offering franchises in their state and IL
that time a one-week temporary worker hurt hisneeds full registration, I of course can do all that for
hand because he was not paying attention, thenyou." (huge smile comes over the S2D2, even feels a
sued us. Even though it was on his way to work ortingle in his thing and winks to the paralegal as he
so he said, we had to fight the case, we won but itreaches for his member in a display of manliness,
costs us $17,000, gosh, I hate attorneys. Jim justsimilar to the movie 'Wallstreet' or 'Boiler
gives a slight aggravated look and gazes towards theRoom'.)Looks like the S2D2's golf membership is in
window over looking the river and much ofthe bag after all he thinks to himself; Sushi tonight,
downtown. How can anyone call what this guy doeshell for the rest of the week, why not. This is going
work?So Sally looks at the cover page and theto be great; he thinks just maybe; I can sneak off
second page and the third and it says: "This soundswith Liz, the secretary, for the weekend and tell his
mean and ugly almost vindictive." The S2D2 says,wife it is another very important rule making session
"this is to protect you, franchising is very litigious."in Las Vegas for the Federal Trade Commission's
Sally: "But these are our friends." She looks at Jim andFranchise group where important franchise attorneys
gives him a look, what are we getting ourselves into?from all over the country meet to discuss the
The attorney also has an interesting look, a grin.franchise rule which has had no changes in 10-years.
Knowing that soon he will have much work defendingIt has been documented that law enforcement
them in lawsuits, he thinks to himself; gotta loveofficials, judges, policemen and attorneys are the
these entrepreneurial suckers, so naïve thinkingmost likely professions to have extra curricular affairs
they are going to do good in the world, help peoplewith either members of their same sex or the other.
get into business and make money at the same time,(Source: Netscape News Online Oct. 2003).The S2D2
living in a dream world, oh well thankfully they dosays to Sally and Jim, "The registration for IL could
exist, although I am noticing a decline in such folkstake up to several months, if everything goes
over the years, but this is live bait, and I will make allperfect." "Several Months" shouts Jim. "Yes, well this
I can while they still have money. The S2D2 thenis nothing compared to Cal-if-forn-ia." Explains the
starts smiling as they leave. Knowing he can returnS2D2 and goes on to say; "our standard fees are
the favor to some of his fellow attorneys nearby$10,000 to register in IL and we can probably do the
who specialize in divorce law and bankruptcy, etc. HeMI thing for a thousand plus fees." Sally says "But,
has seen it before, good companies franchise andwe are not are only charging $10,000 for the
then the lawsuits, divorce and bankruptcy, he canfranchise fee to begin with and we are not
smell it. He does not think more than a second orfranchising in IL or MI, surely not for a couple of
two that he and his S2D2 are the cause of all of it.years, we have a strategic plan to 'Start Small and
Even if we are, we deserve the money, we areFinish Big', besides we want our first franchisees close
smarter than everyone else, have spent yearsby so we can help them, running a business is not
learning all this dribble and besides I need anothereasy you know and we need to be available
new BMW and the golf membership is coming due.here."The S2D2 changes from friend to father
Must keep up with the boys to continue to getdaughter mode and in a voice only grandfather's use
those referrals.Jim and Sally are having secondhe says; "Dear Sally, I think you are misinterpreting
thoughts, but are committed to the plan and alreadywhat I am saying here, I understand you are not
have the first three franchises sold to family, friendsfranchising in Illinois right now or even Michigan for
and loyal employees. "We promised Jim, we gavethat matter. But the people involved in your franchise
them our word, they are counting on us." "Yes, buthave partners who will have interests in the franchise
Sally, I really hate attorneys, they seem so cold andwho live in those states you see and that requires
they don't care, look at what he is charging us?" Sallyyou to be registered in those states or in the case
says, "yes I know, but if we sell enough franchisesof Michigan to notify you are offering them a
we can send our kids to law school, that is where allfranchise." Sally says "but we are not offering them a
the money is, look how hard we work to build afranchise, we are offering a franchise to Joe our
business and that fat cat attorney, just sits in thatemployee. Who is already to start and we want to
office with the view and works a few hours a daygive him that 'UFO thing', the U-Fuck, I mean U-fock
and that paralegal in the back seems to do all theas you call it, you said they have to have it for ten
work." Jim observes; "You know Sally, I really wantbusiness days and there is a holiday weekend coming
to do this, we have worked so hard. Hey did youup and Joe wants to start ASAP, he has been buying
notice the way the secretary was looking at thenew tools like mad from the Snap on Tool guy, he is
attorney? I think they have something going there?so ready, he wants to get busy and make money
Well maybe he is doing the paralegal too?" Sally saysbefore the 30 day bill comes in for all those tools."
" yes I think you are right about the secretary, butS2D2 explains, "Sally, I understand your frustration,
the paralegal is definitely gay, you really think so?" Jimbut that is the IL law. It doesn't matter, what you
says, "Heck, yes, he seems like the squirrelly type, Ithink the law says or what you have worked out
do not trust him." Sally says "But, Jim you know hiswith Joe of your own free will, you are in a franchise
wife is a VIP in town? I agree with your commentsnow. Also Sally remember about the master lease
did you notice how fast the attorney took you upclause and additionally if Joe's parents pay for the
on that offer too give his car free service?" Jimlease and are a partner in the company and their
"Says, well the lawyers are a necessary evil, weresidence is IL then we already may have a problem.
ought to double the price whenever they come inWe will disclose this to the IL registration people, but
with cars to the shop." Sally says, we ought to denyit may delay application since technically we are in
them service, so they do not try to sue us." Jim saysgray area and as per law a technical violation.
"Yah, but there is probably some law against it andMeanwhile see if Joe can get his deposit back so you
then they really would sue us, maybe we should justcan sign the lease and sublease to him. Also in your
defer to Caesar on this one?" Sally agrees, "Caesarfranchise agreement we agreed that site selection
was Right!" Jim shouts, "Take no prisoners, kill themwas part of the franchise fee.